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19 Jul 2018

Fox Mandal Newsletter – Capital Market Weekly Updates

Strengthening the Guidelines and Raising Industry standards for RTAs, Issuer Companies and Banker to an Issue – Clarification (SEBI/HO/IRSD/DOS3/CIR/P/2018/115) July 16, 2018 SEBI, vide its earlier circular dated April 20,2018, inter-alia, mandated RTAs to send a letter under Registered / Speed post to all securities holders holding securities in physical form, seeking PAN and bank details within 90 days of the said circular and two reminders thereof after the gap of 30 days.

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