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14 Jun 2018

Fox Mandal Newsletter – Capital Market Weekly Updates

The market regulator has made amendments to Registrars to an issue and share transfer regulations with respect to the code of conduct prescribed therein. Under clause 5(c) of Schedule III, SEBI has deleted the word “held in physical form and”. Effectively, a registrar to an Issue and Share Transfer Agent shall be in violation of the said code of conduct irrespective of nature of transfer of securities (i.e. physical or electronic) if time specified for such transfer of securities is not ensured.

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