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Regulatory Compliance

Providing well-informed, holistic perspectives and counsel.

Compliance risk is one of the most significant ongoing concerns for entities these days and therefore requires adequate strategy, regularity and accuracy for effective management of potential perils. Moreover, it is getting harder by the day with new and ever-changing laws and regulations causing complexities in the current global business environment.

Our experienced practitioners utilize their business acumen coupled with legal and secretarial knowledge to deliver comprehensive assistance to clients. With an understanding of the subtlety of specific businesses, we provide tailored consultation and assistance on a range of issues for a wide variety of clientele.

Ranked as a Notable Firm for Government & Regulatory Practice by Benchmark Litigation in 2019 and 2020.
Honourable mention within INDIA – In-House Community Firms of the Year, 2018 by Asian-Mena Counsel Firms of the Year for Compliance/Regulatory Practice.
Ranked as Firm of the Year, 2021 by In-House Community for Compliance/Regulatory Practice.
Ranked as ‘Other Notable Firms’ for Government & Regulatory Practice by Benchmark Litigation in Asia Pacific 2021 Law Firm Ranking.

The services we render, inter alia, include:

Corporate compliance and risk assessment
Timely compliance of Board Meetings, Shareholders meetings, etc.
Board Constitution, Board processes, Related Party Transactions, Audit Committees, etc.

Timely compliances as to filings with various authorities such as ROC, SEBI, RBI, labour departments, etc.
Adherence to Secretarial Standards issued by ICSI, India
Maintenance of Statutory Registers, Minutes of meetings, etc.
Secretarial Audits
Certificate of Good Standing
Due Diligence
Compliance rectification and update
Listing Compliances with Stock Exchanges
Search Report on Charges based on an inspection conducted at the Registrar of Companies
Develop adequate structural and control frameworks to ensure regulatory compliance
Certification Services required under various statutes
Alteration of name and objects clause of Memorandum of Association & Articles of Association
Shifting of the registered office from one ROC jurisdiction to another/one state to another
Change / Removal of Director from the Board of Directors
Conversion of Companies to Public / Private / OPC
Buy Back of Shares & Reduction of Capital
Making applications to and representing the company before National Company Law Tribunal (NCLT), Regional Director (RD) and such other Compounding Authorities for compounding the offences occurred under the provisions of the Companies Act, 2013